Senior Manager, Financial Crime Compliance
16-07-2024
Marktconform
Senior
Sydney
Rabobank has an opening for a Financial Crime Compliance Senior Manager. This is a specialist role where you will draw on your expertise in the Financial Crime Compliance (FCC) compliance requirements from Australian legislation & Group Policy requirements (based on European & Global legislation). The remit for this role covers the regulatory areas of AML/CTF, Sanctions, Fraud & Anti-Bribery and Corruption & consults to the banks’ Wholesale, Markets & Treasury business.
Reporting to the Head of Financial Crime Compliance & will join a highly engaged Compliance team based in Sydney.
Top Role Accountabilities:
- Supporting the Head of FCC with the execution of the FCC framework & policy strategy & activities, ensuring compliance with obligations & a robust risk & control framework is designed effectively & operating
- Proactively manage & communicate compliance issues brought by changes to (FCC related) legislation & other regulatory requirements across Australia by providing briefings / updates to senior management & staff
- Act as the FCC SME providing consultancy to projects affecting Australian products & processes to ensure compliance requirements are adequately assessed & controls put in place
- Assist with managing the methodology & implementation of Money Laundering/Terrorism Financing risk assessments across customers, products, channels & jurisdiction.
- Provide input & guidance to Group Policies & standards as well as undertaking gap analysis with the business when updates to new policies & standards are issued, including review of the local AML/CTF Program
- Act as an SME to support investigations into escalated incidents & breaches, analysing results, reporting & follow up on remedial action.
- Provide advisory support to Business Units & Compliance.
- Provide input into the development, & occasional delivery, of FCC-related compliance training
- People leader of 1 Financial Crime Compliance Manager
To be successful you will have:
- Deep Banking, Compliance & / or Risk Management experience gained within the financial services Industry or public sector
- Demonstrated expertise in risk & control practices
- In depth understanding of financial crime compliance requirements & practices in the Australian financial sector
- Solid understanding of Australian regulatory environment & requirements
- Demonstrated expertise regarding AML/CTF requirements in Australia
- Demonstrated expertise in Global and AU sanctions regimes
- Knowledge of Sanctions filters, rules & best practice transaction monitoring techniques
- Excellent written, verbal & interpersonal communication skills
- Influencing & stakeholder engagement skills
- Ability to provide both ‘on the job’ coaching to colleagues & more formal technical training
